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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-23 |
| CO | RA | APPROVED | 2019-06-28 |
Branch Locations
119 West Fifth Street, Pueblo, CO 81003-3161 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Pueblo | CO | 02/2009 | 06/2019 |
| Stifel Nicolaus & Co Inc | Pueblo | CO | 06/2019 | Present |
1. Rental property;182 S.EADS Pueblo West CO 81007;owner/landlord;6/1/13; 3 hr/mo; not during securities trading hours; investment related. 2. Rental Property; 420 W 14th St, Pueblo, CO 81003; Rental Property; Landlord; 01/01/2020; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 3. Haven School of Dance; 10 University Cir Pueblo, CO 81005; Non-Profit Dance and fitness studio. I will be teaching Martial arts and self-defense; Martial Arts Instructor; Teaching students Martial arts and Self Defense; 09/01/2026; 15hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-26 |
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