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Caleb Conrad Gibson

Wells Fargo Clearing Services, LLC

Huntington, WV

CRD 5760758

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2021-10-13
  • WV RA
    APPROVED
    Since 2021-10-13

Branch Locations

1108 Third Ave Ste 500 River Tower Bldg, Huntington, WV 25701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 02/2010 09/2021
Wells Fargo Clearing Services, Llc. Huntington WV 10/2021 Present
Previous Registrations
  • 2010-06-23 → 2021-10-07
    Barboursville, WV
    Huntington, WV
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-15
  • S66 Uniform Combined State Law Examination
    2010-06-15
Other Names
  • Caleb Gibson

View on SEC IAPD

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