Max Shanley

CRD 5760752

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-04-24

TX RA
APPROVED

Since 2018-04-24

Branch Locations

2110 Boca Raton Dr Ste 207, Austin, TX 78747-1630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Chase Bank Na	Austin	TX	02/2010	12/2017
J.P. Morgan Securities Llc	Loveland	CO	10/2012	12/2017
Edward Jones	St. Louis	MO	01/2018	Present

02/2010 → 12/2017

Jp Morgan Chase Bank Na

Austin, TX
10/2012 → 12/2017

J.P. Morgan Securities Llc

Loveland, CO
01/2018 → Present

Edward Jones

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-04-23
S63	Uniform Securities Agent State Law Examination	2010-03-29

S66 Uniform Combined State Law Examination

2018-04-23
S63 Uniform Securities Agent State Law Examination

2010-03-29

Other Names

Max C Shanley
Max Carter Shanley

View on SEC IAPD

Nearby Firms

AUSTIN MONEY MANAGEMENT CORPORATION

EVERLONG FINANCIAL

HARRELL INVESTMENT PARTNERS, LLC

Nearby Investors

STEVEN DOUGLAS AYCOCK

ALEXANDER BURTON YEAGER

Jonathan Martin Haefner

Nearby Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX

EVERLONG FINANCIAL · AUSTIN, TX

EDWARD JONES · Austin, TX

More in Austin, TX

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