Nicole Chamberlin Mcgoff

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 10/2018
  Capital Group/American Funds
  Indianapolis, IN
• 10/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
• 11/2018 → Present
  Bank Of America, N.A.
  Indianapolis, IN

Previous Registrations

• 2014-02-24 → 2018-10-15
  Capital Client Group, Inc.
  Carmel, IN
• 2010-04-12 → 2014-02-19
  Edward Jones
  Indianapolis, IN
  Indianapolis, IN
  Aurora, IL
  St Louis, MO

Other Businesses

I*2555261 Entity Type: Business or Industry Organization Name of OBA: Highland Golf & Country Club Board of Directors Address: Indianapolis, Indiana, 46228 Investment Related: No Position, Title, Association: Committee,Board Member,Officer Employee Start Date: 06/16/2025 Number of Hours: 3, Monthly Number of Hours during trading: 1, Monthly Duties: Golf & Country Club Monthly board meetings to discuss necessary club projects. As Secretary, I will take minutes from meetings and present them for board approval. As the chairperson of the House committee, my responsibility is understanding the happenings of food and beverage, pool operations, and clubhouse facilities and reporting them to the Board.

Exams

• S66 Uniform Combined State Law Examination
  2010-04-09

Other Names

• Nicole Danielle Bivans
• Nicole Danielle Chamberlin
• Nicole Chamberlin Mcgoff
• Nicole Bivans
• Nicole Chamberlin
• Nicole D Chamberlin
• Nicole Mcgoff