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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
3700 Crestwood Pkwy Nw Suite 440, Duluth, GA 30096 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Savannah | GA | 08/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Savannah | GA | 11/2016 | 02/2020 |
| Cetera Advisors Llc | Denver | CO | 02/2020 | Present |
| Georgia Retirement Services, Llc | Lawrenceville | GA | 02/2020 | Present |
| Progressive Tech Construction | Lawrenceville | GA | 01/2018 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1) GEORGIA RETIREMENT SERVICES, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 02/2020, REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 2) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 02/2020, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE AND LONG-TERM CARE 3) PROGRESSIVE TECH CONSTRUCTION, NOT INVESTMENT RELATED, 801 TOWERING PINE TRAIL LAWRENCEVILLE, GA, 30045, CONSTRUCTION, STARTED 01/2018, POSITION/TITLE/RELATIONSHIP: OWNER, APX 5 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BOOKKEEPING 4) NAME OF OTHER BUSINESS: GEORGIA BENEFITS, INC. INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SERVICES; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH GROWTH FOR THE ORGANIZATION;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-14 |
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