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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • GA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

3700 Crestwood Pkwy Nw Suite 440, Duluth, GA 30096 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Savannah GA 08/2013 11/2016
Wells Fargo Clearing Services, Llc Savannah GA 11/2016 02/2020
Cetera Advisors Llc Denver CO 02/2020 Present
Georgia Retirement Services, Llc Lawrenceville GA 02/2020 Present
Progressive Tech Construction Lawrenceville GA 01/2018 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 08/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Savannah, GA
  • 11/2016 → 02/2020
    Savannah, GA
  • 02/2020 → Present
    Cetera Advisors Llc
    Denver, CO
  • 02/2020 → Present
    Georgia Retirement Services, Llc
    Lawrenceville, GA
  • 01/2018 → Present
    Progressive Tech Construction
    Lawrenceville, GA
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2013-08-13 → 2020-02-21
    Savannah, GA
    Lawrenceville, GA
    Savannah, GA
    Suwannee, GA
    Lilburn, GA
    Atlanta, GA
    Lawrenceville, GA
    Lawrenceville, GA
    Lawrenceville, GA
    Lawrenceville, GA
    Atlanta, GA
    Lawrenceville, GA
    Duluth, GA
    Conyers, GA
  • 2010-05-24 → 2013-08-12
    Palm Bay, FL
    Ft Lauderdale, FL
    Ft Lauderdale, FL
    Madison, GA
    St Louis, MO
Other Businesses

1) GEORGIA RETIREMENT SERVICES, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 02/2020, REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 2) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 02/2020, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE AND LONG-TERM CARE 3) PROGRESSIVE TECH CONSTRUCTION, NOT INVESTMENT RELATED, 801 TOWERING PINE TRAIL LAWRENCEVILLE, GA, 30045, CONSTRUCTION, STARTED 01/2018, POSITION/TITLE/RELATIONSHIP: OWNER, APX 5 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BOOKKEEPING 4) NAME OF OTHER BUSINESS: GEORGIA BENEFITS, INC. INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SERVICES; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH GROWTH FOR THE ORGANIZATION;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-14
  • S66 Uniform Combined State Law Examination
    2010-05-14

View on SEC IAPD

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