Best Investors Account Sign in
Inactive

Penny Jacqueline Houseman

The Kocen Financial Group, Inc.

Rancho Mirage, CA

Claim This Profile
Current Employers
The Kocen Financial Group, Inc.

35900 Bob Hope Dr., Suite 202, Rancho Mirage, CA 92270-1767 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-03-02
  • CA RA
    APPROVED
    Since 2020-03-02

Branch Locations

35900 Bob Hope Dr., Suite 202, Rancho Mirage, CA 92270-1767 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Kocen Financial Group Rancho Mirage CA 09/2019 Present
Jeffree Lee Financial Services Santa Cruz CA 12/2009 09/2019
  • 09/2019 → Present
    The Kocen Financial Group
    Rancho Mirage, CA
  • 12/2009 → 09/2019
    Jeffree Lee Financial Services
    Santa Cruz, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-01
  • S65 Uniform Investment Adviser Law Examination
    2020-03-01
Other Names
  • Penny Jacqueline Hedinger

View on SEC IAPD

Other Firms

THE WEALTH CONSULTING GROUP
U.S. BANCORP ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WELLS FARGO CLEARING SERVICES, LLC
J.P. MORGAN SECURITIES LLC
PFS INVESTMENTS INC.
EDWARD JONES
MWA FINANCIAL SERVICES INC.

Other Investors

MARIA SPIRTOS KINER
Stephen Yuan-Liang Kuo
MELANIE MARIE VILLENEUVE
BOBBI COLVIN DUFFLE
CLAUDIA LARES-JIMENEZ
Elizabeth Hammer
Timothy Shaun Wood
ERNESTO ARCOS

Other Offices

THE WEALTH CONSULTING GROUP · RANCHO MIRAGE, CA
U.S. BANCORP ADVISORS, LLC · Cathedral City, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Rancho Mirage, CA
WELLS FARGO CLEARING SERVICES, LLC · RANCHO MIRAGE, CA
J.P. MORGAN SECURITIES LLC · RANCHO MIRAGE, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Cathedral City, CA
PFS INVESTMENTS INC. · CATHEDRAL CITY, CA
PFS INVESTMENTS INC. · CATHEDRAL CITY, CA

More in Rancho Mirage, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor