Shaun Dumaine

Current Employers

Employment History

• 03/2015 → 07/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lincoln, RI
• 05/2013 → 07/2020
  Friendly'S Ice Cream
  Mystic, CT
• 06/2020 → 01/2022
  Mass Mutual Life Insurance Company
  Austin, TX
• 09/2020 → 01/2022
  Mml Investors Services
  Austin, TX
• 09/2020 → Present
  Outback Steakhouse
  Austin, TX
• 06/2022 → Present
  Kestra Investment Services, Llc
  Austin, TX

Previous Registrations

• 2020-09-30 → 2022-01-11
  Mml Investors Services, Llc
  Austin, TX
• 2015-06-18 → 2020-07-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Riverside, RI

Other Businesses

Name: OUTBACK STEAKHOUSE INV REL: N ADD: 11600 RESEARCH BLVD., AUSTIN TX 78759 NATURE: RESTAURANT/BAR WORK POSITION: SERVER START DATE: 10/01/2020 No. HR/MO: 120 No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: SERVING FOOD AND DRINKS TO RESTAURANT CLIENTELE Name: DOORDASH POSITION: Delivery Driver NATURE: Delivery Service INVESTMENT RELATED: No # OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 07/08/2025 ADDRESS: 8003 South IH 35, Apt. 2423, Austin TX 78744, United States DESCRIPTION: Delivering food and grocery items to customers. NAME: CARRABBAS ITALIAN GRILL POSITION: Server/Bartender NATURE: Restaurant INVESTMENT RELATED: No # OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 11/16/2025 ADDRESS: 11590 Research Blvd, Austin TX 78759, United States DESCRIPTION: Serving food and drink to customers. Name: VAQUEROS CAFE AND CANTINA POSITION: Server NATURE: Restaurant INVESTMENT RELATED: No # OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2026 ADDRESS: 3810 North Quinlan Park Rd., Austin TX 78732, United States DESCRIPTION: Serving food and drinks to customers.

Exams

• S66 Uniform Combined State Law Examination
  2015-06-18
• S63 Uniform Securities Agent State Law Examination
  2010-08-02

Other Names

• Shaun Michael Dumaine