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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-08-21 |
| TX | RA | APPROVED | 2011-01-31 |
| WA | RA | APPROVED | 2010-07-13 |
Branch Locations
925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States
Seattle, WA • United States
Summerville, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Seattle | WA | 02/2010 | Present |
1)The Salvation Army - King County / 111 Queen Anne Ave. N Seattle,Wa 98109 / Other/ Charities, Cultural, Educational & Political Organisations / Advisory Board/ Finance Committee Member / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / Advosry board member / Finance commitee member / Start Date 10/28/2016/ Charity/Non-Profit / 2) NAME OF OTHER BUSINESS: TheMintGardener / INVESTMENT RELATED?: N / ADDRESS:12516 17th Ave Ne, Seattle/ NATURE OF THE BUSINESS: Helping write a gardening book. With no paid compensation, or stake in the business./ POSITION/ DUTIES: Co- authoring a gardening book - education for planting a garden./ START DATE: 3/1/2023 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-12 |
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