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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-14
TX RA APPROVED 2017-03-14
  • CA RA
    APPROVED
    Since 2017-03-14
  • TX RA
    APPROVED
    Since 2017-03-14

Branch Locations

100 S. Vincent Avenue, West Covina, CA 91790 • United States

300 N Lemon Ave, Walnut, CA 91789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. West Covina CA 02/2010 Present
J.P. Morgan Securities Llc West Covina CA 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-06
S63 Uniform Securities Agent State Law Examination 2010-04-07
  • S66 Uniform Combined State Law Examination
    2017-03-06
  • S63 Uniform Securities Agent State Law Examination
    2010-04-07

View on SEC IAPD

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