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Daniel Ray Guerrero

Morgan Stanley

Orland Park, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
IL RA APPROVED 2014-04-26
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • IL RA
    APPROVED
    Since 2014-04-26

Branch Locations

15341 South 94Th Avenue Suite 200, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Orland Park IL 02/2014 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 02/2014 → Present
    Morgan Stanley Smith Barney Llc
    Orland Park, IL
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-25
S63 Uniform Securities Agent State Law Examination 2011-03-22
  • S66 Uniform Combined State Law Examination
    2014-04-25
  • S63 Uniform Securities Agent State Law Examination
    2011-03-22

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · Orland Park, IL
CETERA INVESTMENT ADVISERS LLC · ORLAND PARK, IL
W&S BROKERAGE SERVICES, INC. · ORLAND PARK, IL
WAVE & BREAKOUT L.L.C. · ORLAND PARK, IL
HIGHPOINT PLANNING PARTNERS · ORLAND PARK, IL
WELLS FARGO CLEARING SERVICES, LLC · ORLAND PARK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ORLAND PARK, IL
AMERIPRISE FINANCIAL SERVICES, LLC · ORLAND PARK, IL

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