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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-17 |
| AL | RA | APPROVED | 2016-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Madison | AL | 01/2016 | Present |
| Cetera Investment Advisers Llc | Madison | AL | 01/2016 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 01/2016 | Present |
"1.)DECATUR SOCCER; TREASURER; BUDGETING, ASSISTING WITH REGISTRATION, COACHING, ORGANIZING FUNDS. 2.)SPIVEY SERVICES; PRESIDENT; SOLE PROPRIETOR; INVOICING CUSTOMERS AND MANAGING WORKERS AND INVENTORY."
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-30 |
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