Best Investors Account Sign in
Inactive

David Richard Wallace

Captrust

San Antonio, TX

Claim This Profile
Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-11
  • TX RA
    APPROVED
    Since 2021-10-11

Branch Locations

4372 N. Loop 1604W, Suite 116, San Antonio, TX 78249 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Antonio TX 02/2011 04/2017
One Advocate Group / Dba: Oliphint Associates, Llc San Antonio TX 08/2015 09/2021
Covenant San Antonio TX 01/2021 09/2021
Capfinancial Partners, Llc. (Captrust) Raleigh NC 09/2021 Present
  • 02/2011 → 04/2017
    Lpl Financial Llc
    San Antonio, TX
  • 08/2015 → 09/2021
    One Advocate Group / Dba: Oliphint Associates, Llc
    San Antonio, TX
  • 01/2021 → 09/2021
    Covenant
    San Antonio, TX
  • 09/2021 → Present
    Capfinancial Partners, Llc. (Captrust)
    Raleigh, NC
Previous Registrations
  • 2021-01-19 → 2021-11-24
    Covenant
    San Antonio, TX
  • 2015-08-03 → 2021-09-14
    One Advocate Group
    San Antonio, TX
  • 2012-01-30 → 2015-11-11
    Independent Financial Partners
    San Antonio, TX
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-24
  • S66 Uniform Combined State Law Examination
    2011-08-24
Designations
Other Names
  • David R Wallace
  • David Wallace

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
1900 WEALTH
ROCKEFELLER FINANCIAL LLC
PARK AVENUE SECURITIES LLC
RBC CAPITAL MARKETS, LLC
KESTRA ADVISORY SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
ULRICH INVESTMENT CONSULTANTS

Other Investors

Daniel W Lasater
ABIGAIL CLAUDIO-JACKSON
RYAN MCCLEARY
JASON MATTHEW PORTER
John David Carrillo
Klinton Chi-Chuen Law
Erik Carl Munson
Joshua L Killeen

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX

More in San Antonio, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor