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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-10
WI RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10
  • WI RA
    APPROVED
    Since 2023-08-10

Branch Locations

2945 Triverton Pike Dr Ste 200, Madison, WI 53711 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc St Paul MN 03/2010 08/2023
Cri Securities, Llc St Paul MN 03/2010 10/2021
North Star Consultants, Inc Madison WI 01/2010 Present
Cetera Wealth Services, Llc Madison WI 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Streeper Enterprises, Llc Madison WI 02/2025 Present
  • 03/2010 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 03/2010 → 10/2021
    Cri Securities, Llc
    St Paul, MN
  • 01/2010 → Present
    North Star Consultants, Inc
    Madison, WI
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Madison, WI
  • 08/2023 → Present
    Schaumburg, IL
  • 02/2025 → Present
    Streeper Enterprises, Llc
    Madison, WI
Previous Registrations
  • 2010-07-29 → 2023-08-10
    Securian Financial Services, Inc.
    Madison, WI
    St. Paul, MN
  • 2010-07-29 → 2021-10-22
    Cri Securities, Llc
    Madison, WI
Other Businesses

1) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 2) 100 MEN OF DANE COUNTY POSITION: Member NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2018 ADDRESS: Dane County, Madison WI 53706, United States DESCRIPTION: Each member pledges to give $1000/qtr to the organization. The 100 members then choose 1 of 3 pre-screen non-profits to donate the groups $100,000 to. The recipient organizations are local non-profits with missions that serve and benefit the local youth. 3) THE CANOPY CENTER POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2013 ADDRESS: 2445 Darwin Rd, Ste 15, Madison WI 53704, United States DESCRIPTION: I an no longer the Board President due to my term ending however I still serve on the board. The board determines the ongoing direction of the Non-Profit and oversees the Executive Director and her operation of the non-profit & staff. 4) NAME OF OTHER BUSINESS: STREEPER LIVING TRUST; INVESTMENT RELATED: NO; ADDRESS: 623 POST RD MADISON, WI 53713; NATURE OF BUSINESS: REAL ESTATE; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REAL ESTATE RENTAL PROPERTY; 5) NAME OF OTHER BUSINESS: STREEPER ENTERPRISES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 2/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: CREATED FOR EXPENSE MANAGEMENT; 6) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7) NAME OF OTHER BUSINESS: WAWA PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: 638 ORCHARD DR MADISON, WI 53711; NATURE OF BUSINESS: REAL ESTATE; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REAL ESTATE RENTAL PROPERTY; 8) NAME OF OTHER BUSINESS: TRUSTEE FOR ACQUAINTANCE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TRUSTEE; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SUCCESSOR TRUSTEE FOR ACQUAINTANCE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-03
  • S66 Uniform Combined State Law Examination
    2010-07-03

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