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Donald Earl Roberts

The Baldwin Group Wealth Advisors, LLC

Tampa, FL

Houston, TX

CRD 5758617

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Employer firm

The Baldwin Group Wealth Advisors, LLC CRD 312284

$27.3B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
The Baldwin Group Wealth Advisors, Llc

4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-09
  • TX RA
    APPROVED
    Since 2024-10-09

Branch Locations

4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607 • United States

5151 San Felipe Street Suite 2400, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empower Retirement Houston TX 06/2014 09/2022
Bks Financial Investments, Llc Dba Insgroup Financial Tampa FL 09/2022 10/2024
The Baldwin Group Welath Advisors, Llc Tampa FL 10/2024 Present
The Baldwin Group Houston TX 08/2024 Present
  • 06/2014 → 09/2022
    Empower Retirement
    Houston, TX
  • 09/2022 → 10/2024
    Bks Financial Investments, Llc Dba Insgroup Financial
    Tampa, FL
  • 10/2024 → Present
    The Baldwin Group Welath Advisors, Llc
    Tampa, FL
  • 08/2024 → Present
    The Baldwin Group
    Houston, TX
Previous Registrations
  • 2022-10-10 → 2024-10-04
    Bks Retirement Services
    Tampa, FL
    Houston, TX
    Houston, TX
  • 2016-11-07 → 2022-10-04
    Empower Advisory Group, Llc
    Greenwood Village, CO
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-07
S63 Uniform Securities Agent State Law Examination 2010-03-25
  • S65 Uniform Investment Adviser Law Examination
    2016-11-07
  • S63 Uniform Securities Agent State Law Examination
    2010-03-25

View on SEC IAPD

Nearby Firms

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Nearby Investors

PETER CASEY GAYLE
John Luke Robinson
MICHAEL MOFFA

Nearby Offices

STRATEGIC WEALTH INVESTMENT GROUP, LLC · Tampa, FL
INDEPENDENT ADVISOR ALLIANCE, LLC · Tampa, FL
UNITED CAPITAL FINANCIAL ADVISORS · TAMPA, FL

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