Best Investors Account Sign in

Patrick Michael Hagerty

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lisle, IL

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-05-03
TX RA APPROVED 2017-05-03
  • IL RA
    APPROVED
    Since 2017-05-03
  • TX RA
    APPROVED
    Since 2017-05-03

Branch Locations

3333 Warrenville Rd, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Naperville IL 02/2010 09/2016
Pnc Bank Downers Grove IL 09/2016 04/2017
Pnc Investments Pittsburgh PA 09/2016 04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Naperville IL 04/2017 Present
Bank Of America, N.A. Naperville IL 04/2017 Present
  • 02/2010 → 09/2016
    Scottrade
    Naperville, IL
  • 09/2016 → 04/2017
    Pnc Bank
    Downers Grove, IL
  • 09/2016 → 04/2017
    Pnc Investments
    Pittsburgh, PA
  • 04/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Naperville, IL
  • 04/2017 → Present
    Bank Of America, N.A.
    Naperville, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-04
S63 Uniform Securities Agent State Law Examination 2011-09-19
  • S65 Uniform Investment Adviser Law Examination
    2016-11-04
  • S63 Uniform Securities Agent State Law Examination
    2011-09-19
Other Names
  • Patrick Michael Hagerty
  • Patrick Hagerty

View on SEC IAPD

Other Firms

ADVISORS ASSET MANAGEMENT, INC.
ADVYZON INVESTMENT MANAGEMENT, LLC
LPL FINANCIAL LLC
BLACKWATCH FINANCIAL GROUP, LLC
ON INVESTMENT MANAGEMENT CO
VOYA FINANCIAL ADVISORS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
AMPLIFY ETFS

Other Investors

TIMOTHY RANDOLPH BOECKER
EVANGELINE KATHERINE KANARIS
BRAD RYAN BRONDSEMA
JACOB ROBERT JOHNSTON
Jake Robert White
Scott Nicklaus Sible
James Topping
Jonah Marcus Beauduy

Other Offices

ADVISORS ASSET MANAGEMENT, INC. · LISLE, IL
ADVYZON INVESTMENT MANAGEMENT, LLC · LISLE, IL
LPL FINANCIAL LLC · LISLE, IL
BLACKWATCH FINANCIAL GROUP, LLC · LISLE, IL
ON INVESTMENT MANAGEMENT CO · Lisle, IL
VOYA FINANCIAL ADVISORS, INC. · LISLE, IL
LPL FINANCIAL LLC · LISLE, IL
AMERIPRISE FINANCIAL SERVICES, LLC · LISLE, IL

More in Lisle, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor