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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-03-16
  • CA RA
    APPROVED
    Since 2020-03-16

Branch Locations

Citi Retail Banking 333 Orange Street, Redlands, CA 92374 • United States

Citi Wealth Management, Sales 10211 South Eastern Avenue, Henderson, NV 89052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Redlands CA 08/2005 05/2017
Wells Fargo Clearing Services, Llc Redlands CA 01/2011 06/2017
Jp Morgan Chase Bank Yucaipa CA 06/2017 08/2017
Jp Morgan Securities, Llc Yucaipa CA 06/2017 08/2017
Citigroup Glabal Markets Inc. Redland CA 09/2017 Present
  • 08/2005 → 05/2017
    Wells Fargo Bank
    Redlands, CA
  • 01/2011 → 06/2017
    Wells Fargo Clearing Services, Llc
    Redlands, CA
  • 06/2017 → 08/2017
    Jp Morgan Chase Bank
    Yucaipa, CA
  • 06/2017 → 08/2017
    Jp Morgan Securities, Llc
    Yucaipa, CA
  • 09/2017 → Present
    Citigroup Glabal Markets Inc.
    Redland, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-16
S63 Uniform Securities Agent State Law Examination 2010-03-31
  • S65 Uniform Investment Adviser Law Examination
    2020-03-16
  • S63 Uniform Securities Agent State Law Examination
    2010-03-31

View on SEC IAPD

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