Mark Thomas Higgins

Current Employers

Employment History

• 02/2010 → Present
  Osaic Wealth, Inc.
  Fairport, NY
• 02/2010 → Present
  Revere Financial Planning,Inc
  Fairport, NY

Other Businesses

1) THE AUTISM OPEN - ITS A GOLF SCRAMBLE / FUNDRAISER TO RAISE MONEY FOR AUTISM SPEAKS AND UNYFEAT (WWW.UNYFEAT.ORG). POSITION: Joint Owner with 2 friends NATURE: Non-Profit - Other - It is structured to raise money for AutismUp. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 08/01/2010 ADDRESS: 81 Waterford Way Fairport, NY 14450, Fairport NY 14450, United States DESCRIPTION: This is a scramble golf event started 2010. I concentrate on designing marketing materials, signage, and finding golfers. Designed and created the Autism Open brochure and promotional signage working with local printer Promote to friends, relatives, and to LinkedIn and Facebook connections to play in golf scramble Discuss different levels of sponsorships with local businesses Designed and ordered hole sponsorship signage Work with staff at local golf course to coordinate event being held annually in early June. 2) REVERE FINANCIAL PLANNING, INC POSITION: Statutory Agent - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/17/2010 ADDRESS: 6819 Pittsford Palmyra Rd., Suite 100, Fairport NY 14450, United States DESCRIPTION: Gather details and provide quotes for Life, Accident and Health insurance to clients who express interest. 3) HIGGINS FINANCIAL ADVISORS; POSITION: Financial Advisor; NATURE: DBA; INV RELATED: Yes; HOURS: 200; SEC HOURS: 160; 01/01/2020; 6819 Pittsford Palmyra Road, Suite 100, Fairport NY 14450 DESCRIPTION: INVOLVED IN THE SALE OF INSURANCE PRODUCTS INCLUDING FIXED ANNUITIES, VARIOUS TYPES OF LIFE INSURANCE, AND LONG TERM CARE INSURANCE THROUGH REVERE FINANCIAL PLANNING INC.DBA HIGGINS FINANCIAL ADVISORS 4) AUTISMUP POSITION: Board Chairperson NATURE: Non-Profit organization supporting members of the community that are diagnosed with Autism or on the Special Needs Spectrum. Founded in 2004 by parents of children with autism, AutismUp is the leading nonprofit autism support organization in the Greater Rochester area. We provide lifespan services, programs, and support for individuals with Autism Spectrum Disorder (ASD) and their families. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2012 ADDRESS: 50 Science Parkway, Rochester NY 14620, United States DESCRIPTION: To support individuals with Autism Spectrum Disorder and their families by expanding and enhancing opportunities to improve quality of life. Role of the Board of Directors: To advise, govern, oversee policy and direction, and assist with the leadership and general promotion of AutismUp so as to support the organization's mission and needs. Major responsibilities of board members: Uphold all legalities related to AutismUp bylaws Lead and advise the organization in accordance with mission Organize the board of directors, officers, and committees Oversee and monitor policies and procedures Financial management, including the adoption and oversight of the annual budget Oversee program planning and evaluation Advise, evaluate and assist with the professional development of executive staff Review organizational and programmatic reports Promote the organization name to AutismUp constituencies and the community at-large Assist with fundraising and the formation of strategic partnerships

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-07-28
• S63 Uniform Securities Agent State Law Examination
  2010-03-29

Designations