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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-25 |
| UT | RA | APPROVED | 2017-05-09 |
Branch Locations
60 East South Temple 20Th Floor, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Salt Lake City | UT | 09/2016 | 02/2017 |
| Unemployed | Bonners Ferry | ID | 11/2015 | 09/2016 |
| Bank Of America, N.A. | Salt Lake City | UT | 02/2017 | 02/2017 |
| Morgan Stanley | Salt Lake City | UT | 02/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 03/2017 | Present |
*OBI - 552620 - Rental property ; Investment related - Yes ; Lehi, Utah ; Rental Property ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 4/2023 ; During business hours : 0 ; After business hours : 2 ; Property Management *590341 - Social Media; Investment Related - Yes; Alpine, Utah; Social Media; Sole Proprietor/Owner(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 04/2024; During Business Hours: 0; After Business Hours: 20; Business Development/Growth, Labor/Service *619941 - Pierson Willhite; Investment Related - Yes; Alpine, Utah; Technology; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 12/2024; During Business Hours: 0; After Business Hours: 8; Business Development/Growth, Sales/Marketing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-09 |
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