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Brian Dixon

Wells Fargo Advisors Financial Network, LLC

Marion, OH

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-03-06
TX RA APPROVED 2020-03-06
  • OH RA
    APPROVED
    Since 2020-03-06
  • TX RA
    APPROVED
    Since 2020-03-06

Branch Locations

165 West Center Street 3Rd Fl, Marion, OH 43302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cincinnati OH 01/2010 11/2016
Wells Fargo Clearing Services, Llc Cincinnati OH 11/2016 03/2020
Wells Fargo Advisors Financial Network, Llc Marion OH 03/2020 Present
Previous Registrations
Other Businesses

3D PRIVATE WEALTH ADVISORS INC, INV RELATED, MARION, OH, 10% OWNERSHIP, START 1/1/2020, 1 HOUR PER MONTH, 1 HOURS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-26
  • S66 Uniform Combined State Law Examination
    2010-03-26
Designations
Other Names
  • Brian Dixon
  • Brian Joseph Dixon

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC

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DANIELLE M LANDON
Eric Daniel Wigton
KIT FOGLE
Abigail Loraine Spears
Alexis Fogle
RYAN DAVID CAMPBELL

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Marion, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · MARION, OH
LPL FINANCIAL LLC · MARION, OH
LPL FINANCIAL LLC · MARION, OH
EDWARD JONES · MARION, OH
H&M FINANCIAL ADVISORS · MARION, OH
SANCTUARY ADVISORS, LLC · MARION, OH
SANCTUARY ADVISORS, LLC · Marion, OH

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