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Christopher Glenn Sparks

Edelman Financial Engines

Lexington, KY

Cincinnati, OH

Columbus, OH

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-06-10
TX RA APPROVED_RES 2023-01-06
OH RA APPROVED 2020-06-23
  • KY RA
    APPROVED
    Since 2024-06-10
  • TX RA
    APPROVED_RES
    Since 2023-01-06
  • OH RA
    APPROVED
    Since 2020-06-23

Branch Locations

3094 Harrodsburg Road Suite 202, Lexington, KY 40503 • United States

100 E Business Way Suite 360, Cincinnati, OH 45241 • United States

8800 Lyra Drive Suite 220, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Bank Cincinnati OH 07/2012 01/2019
Arvest Wealth Management Fayetteville AR 03/2019 01/2020
Financial Engines Advisors L.L.C Santa Clara CA 06/2020 Present
Unemployed Lebanon OH 01/2020 06/2020
  • 07/2012 → 01/2019
    Us Bank
    Cincinnati, OH
  • 03/2019 → 01/2020
    Arvest Wealth Management
    Fayetteville, AR
  • 06/2020 → Present
    Financial Engines Advisors L.L.C
    Santa Clara, CA
  • 01/2020 → 06/2020
    Unemployed
    Lebanon, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-25
S63 Uniform Securities Agent State Law Examination 2006-03-31
  • S66 Uniform Combined State Law Examination
    2019-05-25
  • S63 Uniform Securities Agent State Law Examination
    2006-03-31
Other Names
  • Christopher Sparks

View on SEC IAPD

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Other Investors

MICHAEL JAMES BROWNELL
JASON CHRISTOPHER GRESHAM
JAMES CARL GRAY
MARC ALLEN MOORE
AARON WILLIAM SEYFRIED
CARL LEE JINRIGHT
GEORGE DAVID PIERCE
JAMES MICHAEL THOMPSON

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
INVEST INC. · LEXINGTON, KY
EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

More in Lexington, KY

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