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200 East 7Th Street, Auburn, IN 46706 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APP_PEND_IARCE | 2026-05-29 |
| OK | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED | 2024-08-19 |
Branch Locations
7500 Dallas Parkway Suite 475, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Woodside | CA | 11/2012 | 08/2024 |
| Cx Institutional, Llc | Plano | TX | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-03 |
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