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David Joseph Francis

Townsend

Westminster, CO

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Current Employers
Townsend

2761 W. 120Th Ave., Suite 200, Westminster, CO 80234 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-05-10
  • CO RA
    APPROVED
    Since 2022-05-10

Branch Locations

2761 W. 120Th Ave., Suite 200, Westminster, CO 80234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Leaders Group, Inc. Littleton CO 01/2010 03/2022
Securities America, Inc. Westminster CO 05/2022 06/2024
Townsend & Associates, Inc. Westminster CO 04/2022 Present
Unemployed Commerce City CO 03/2022 04/2022
Osaic Wealth, Inc. Westminster CO 06/2024 07/2025
Private Client Services Westminster CO 07/2025 Present
  • 01/2010 → 03/2022
    The Leaders Group, Inc.
    Littleton, CO
  • 05/2022 → 06/2024
    Securities America, Inc.
    Westminster, CO
  • 04/2022 → Present
    Townsend & Associates, Inc.
    Westminster, CO
  • 03/2022 → 04/2022
    Unemployed
    Commerce City, CO
  • 06/2024 → 07/2025
    Osaic Wealth, Inc.
    Westminster, CO
  • 07/2025 → Present
    Private Client Services
    Westminster, CO
Previous Registrations
Other Businesses

1) Townsend & Associates, Inc. 2761 W 120th Ave Ste 200, Westminster, CO 80234. RIA. 160 hrs/mo; 160 during trading hrs. 2) Notary Public. 9747 Ventura St, Commerce City, CO 80022. Notary Public. 0 hrs/mo. Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-29
  • S66 Uniform Combined State Law Examination
    2012-12-29

View on SEC IAPD

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