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Craig Edwin Shipcott

Edward Jones

Orange, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-26
CA RA APPROVED 2007-03-21
  • TX RA
    APPROVED_RES
    Since 2014-08-26
  • CA RA
    APPROVED
    Since 2007-03-21

Branch Locations

790 The City Drive S Ste 430, Orange, CA 92868 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edwad Jones St. Louis MO 01/2006 Present
  • 01/2006 → Present
    Edwad Jones
    St. Louis, MO
Other Businesses

Rental Property Orange, CA Start date: 6/1/1997 Owner Hours per week: 1 Hours during trading: 0 We collect rent and perform general maintenance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-05
S63 Uniform Securities Agent State Law Examination 2006-03-31
  • S66 Uniform Combined State Law Examination
    2007-03-05
  • S63 Uniform Securities Agent State Law Examination
    2006-03-31
Other Names
  • Shipcott Craig
  • Shipcott Edwin Craig

View on SEC IAPD

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ARIS FUND I
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PFS INVESTMENTS INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
B.B. GRAHAM & COMPANY, INC.
GRAHAM & CO. ADVISORY, INC.
ORANGE CAPITAL MANAGEMENT, INC.

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BRIAN ERIC PAYNE
ALBERT MARTINEZ
NAFENG IRENE HIOE
JEROME DAVID JOSTAK
ADINA COCA
VICTOR KUO
JOHN QUANG PHAM
THANH HA TRINH

Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · ORANGE, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · Orange, CA
ARIS FUND I · ORANGE, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · ORANGE, CA
LPL FINANCIAL LLC · ORANGE, CA
PFS INVESTMENTS INC. · ORANGE, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Orange, CA
B.B. GRAHAM & COMPANY, INC. · ORANGE, CA

More in Orange, CA

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