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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-16 |
| CA | RA | APPROVED | 2025-07-14 |
Branch Locations
800 Newport Center Drive Suite 650, Newport Beach, CA 92660 • United States
1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Beverly Hills | CA | 10/2012 | 08/2021 |
| Vampped Holdings Llc | Los Angeles | CA | 08/2021 | 06/2024 |
| Unemployed | Costa Mesa | CA | 06/2024 | 09/2024 |
| Lpl Financial Llc | Newport Beach | CA | 10/2024 | 05/2025 |
| Rockefeller Financial Llc | Newport Beach | CA | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-02 |
| S66 | Uniform Combined State Law Examination | 2025-03-11 |
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