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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Na | Bloomington | IN | 11/2006 | 01/2023 |
| J.P. Morgan Securities Llc | Bedford | IN | 10/2012 | 01/2023 |
| Lpl Financial Llc | Bedford | IN | 01/2023 | Present |
1) 12/21/2022 Williams Wealth - DBA for LPL Business (entity for LPL business) - INV REL AT REPORTED BUSINESS LOCATION(S) 2) 12/21/2022 Williams Wealth - NON VARIABLE INS. INV REL - AT REPORTED BUSINESS LOCATION(S)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-31 |
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