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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-16
IN RA APPROVED 2000-10-20
  • TX RA
    APPROVED_RES
    Since 2018-02-16
  • IN RA
    APPROVED
    Since 2000-10-20

Branch Locations

1227 15Th St, Bedford, IN 47421-3701 • United States

Bedford, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bedford IN 10/2000 Present
Other Businesses

1) 12/21/2005 - BIG STICK, LLC - CPA Affiliate Program - Inv Related 2) 1/9/2009 - Bedford Boat Club Inc. - CPA Affiliate Program - Inv related - 1% OF TIME PA 3) 5/26/09 - A Better Way Moving & Storage Inc. - CPA Affiliate Program - Inv related - 1% OF TIME SPENT 4) 12/10/10 - Diamond Stone Technologies Inc - Tax Prep/Accounting/CPA - Inv Related - 1% OF TIME 5) 12/10/10 - Sigma Nu Alumni Assoc of IN University Inc. - Tax Prep/Accounting/CPA - Inv Related - 1% OF TIME 6) 12/10/10 - Jeff's Car Wash Inc. - Tax Prep/Accounting/CPA - Inv Related - 1% OF TIME 7) 12/10/10 - Business 2 Business Inc. - Tax Prep/Accounting/CPA - Inv Related - 1% OF TIME 8) 2/9/11 - Taylor's Quality Cleaning & Restoration - Tax Prep/Accounting/CPA - Inv Related - 1% OF TIME 9) 2/9/11- Taylor's Real Estate, LLC - Tax Prep/Accounting/CPA - Inv Related - 1% OF TIME 10) 7/13/11 - BIG STICK, LLC - Real Estate Rental - Inv Related - 1% OF TIME 11) 7/13/11 - BIG STICK, LLC - Real Estate Rental - Inv Related 12) 11/5/12 - CJ Austin, LLC - Tax Prep/Accounting/CPA - Inv Related - 1% OF TIME 13) 11/5/12 - Curtis Mason DBA Cresthaven Funeral Home - Tax Prep/Accounting/CPA - Inv Related - 1% OF TIME 14) 11/5/12 - Animal Care Clinic of Bedford PC - Tax Prep/Accounting/CPA - Inv Related - 1% OF TIME 15) 11/5/12 - CJ Austin, LLC - Tax Prep/Accounting/CPA - Inv Related - 1% OF TIME 16) 11/5/12 - Austin West Baden, LLC - Tax Prep/Accounting/CPA - Inv Related - 1% OF TIME 17) 11/7/12 - GEORGE WEALTH MANAGEMENT GROUP - DBA for LPL Business (entity for LPL business) - Inv Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 18) 11/7/12: STOKES & HOUSEL CPA'S LLC - Tax Prep/Accounting/CPA - Inv Related 19) 09/05/13 - 5th Avenue Signature Salon, Inc. - Tax Prep/Accounting/CPA - Inv Related 20) 01/26/2015 - LIMESTONE BUSINESS CENTER LLC - Tax Prep/Accounting/CPA - BEDFORD IN - Inv Related - Start date: 01/23/2015 1 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-25
  • S66 Uniform Combined State Law Examination
    1999-10-25

View on SEC IAPD

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