Douglas Wayne Johnson

Current Employers

Employment History

• 05/1988 → Present
  Johnson Financial Group
  Bedford, IN
• 01/2005 → 07/2020
  Ja Benefits, Llc
  Bedford, IN
• 12/2015 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 12/2015 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 01/2023 → Present
  Comprehensive Financial Consultants Institutional, Inc.
  Bloomington, IN
• 07/2020 → Present
  Ja Benefits, Llc
  Bedford, IN

Previous Registrations

• 2023-01-10 → 2025-02-13
  Cfci
  Bloomington, IN
• 2010-03-30 → 2015-12-01
  Spc
  Bedford, IN
  Ann Arbor, MI
• 2006-10-24 → 2010-03-12
  Osaic Fs, Inc.
  Bedford, IN
• 1998-12-21 → 2006-10-04
  Cetera Wealth Services, Llc
  Bedford, IN

Other Businesses

(1) DKRP, LLC; MANAGING MEMBER; HOLDING COMPANY FOR PERSONAL REAL ESTATE INVESTMENTS; P.O. BOX 159, BEDFORD,IN 47421; TITLE/POSITION MANAGING MEMBER; START DATE 2006; 20 HRS PER MONTH, 0 DURING TRADING HRS; DUTIES: MANAGEMENT; OFFICER/DIRECTOR:YES; NO CLIENT INVOLVED; NO ANTICIPATED ANNUAL COMPENSATION. (2) DBA - JA BENEFITS, LLC; ADDRESS SAME AS BRANCH LOCATION; BUSINESS: EMPLOYEE BENEFIT CONSULTING; VICE CHAIRMAN/PARTNER; 120 HRS PER MO, 120 HRS DURING TRADING; FIXED INSURANCE ACTIVITY. (3) DLJ HOLDINGS, LLC; NON-INVESTMENT RELATED; 3488 E CLEVE BUTCHER ROAD, INDIANA; HOLDINGS COMPANY FOR PERSONAL ASSETS; MANAGING MEMBER; START: 07/11/2016; 2 HRS/MO, 2 TRADING HRS; ACCOUNTING AND OPERATIONS & OWNERSHIP INTEREST IN LODESTONE EVENTS, LLC; OFFICER/DIRECTOR; NO CLIENTS INVOLVED; NO COMPENSATION ANTICIPATED. (4) JA Ventures, LLC - wholly owned subsidiary of JA Benefits, LLC; not investment related; start date 7/1/2020 - indirect ownership; 1630 H Street Bedford, Indiana 47421; JA Benefits LLC is sole member; 0 hours per month. (5) Pathfinder Advisors, LLC; not investment related; start date 9/28/2020 - partner; 1630 H Street Bedford, Indiana 47421; Care advocacy/advisory and contracting organization; 10 hours per month, 10 hours during trading. (6) DLJ Enterprises, LLC - Managing Member; Address: 3488 E Cleve Butcher Rd. Start Date: 6/15/2020, Holding Company, Non Investment Related, 5 hours per month during non trading hours (7) J.W. Cole Financial Inc (BD) - Registered Representative; Address: 1630 H Street, Bedford, IN 4742; Investment Related - Yes; Number of hours per month during trading hours: 10; Number of hours per month during non trading hours: 4 (8) J. W. Cole Advisors Inc (RIA) - Investment Adviser Representative; Address: 1630 H Street, Bedford, IN 4742; Investment Related - Yes; Number of hours per month during trading hours: 10; Number of hours per month during non-trading hours: 4

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-02-01

Designations