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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-12-04 |
| IA | RA | APPROVED | 2023-12-08 |
Branch Locations
1776 Pleasant Plain Rd, Fairfield, IA 52556 • United States
North Chesterfield, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Bank | Buffalo | NY | 02/2016 | 02/2021 |
| M&T Securities | Buffalo | NY | 02/2016 | 02/2021 |
| Cadaret Grant & Co., Inc. | Syracuse | NY | 02/2021 | 12/2021 |
| Cambridge Investment Research Inc. | Fairfield | IA | 02/2022 | Present |
| Cambridge Investment Research Inc. | Fairfield | IA | 02/2022 | Present |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-17 |
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