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Independent Financial Partners CRD 125112
$16.3B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2020-08-10 |
Branch Locations
3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
51 B Murray Guard Dr., Jackson, TN 38305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Jackson | TN | 03/2012 | 10/2017 |
| Bank Of America Na | Jackson | TN | 08/2012 | 10/2017 |
| Ftb Advisors | Jackson | TN | 10/2017 | 08/2020 |
| Ifp Securities Llc | Tampa | FL | 08/2020 | Present |
| Independent Financial Partners | Tampa | FL | 08/2020 | Present |
(1) 10/05/2017 Compensated from investment-related sales of insurance and annuities through firm and its affiliated entities FTB Advisors Insurance Services, Inc. and First Horizon Insurance Services, Inc. Located at CRD Branch (2) 8/10/20 - West TN Wealth Management - Investment Related; DBA - 6 Philip Hale Rd, Humboldt, TN 38343 (3) Southern Wealth Management - investment related - 1270 Union University Dr. Ste. D - DBA - owner - start date - 12/1/2023 - 160/hrs/month -160/hrs/month during trading - Wealth Management and Financial Planning
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-29 |
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