Patricia J Holdman

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-08-14
AZ	RA	APPROVED	2020-08-06
CA	RA	APPROVED	2020-07-31

TX RA
APPROVED

Since 2024-08-14
AZ RA
APPROVED

Since 2020-08-06
CA RA
APPROVED

Since 2020-07-31

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Scottsdale	AZ	06/2011	05/2020
Schwab Wealth Advisory Inc	Phoenix	AZ	07/2020	Present
Charles Schwab & Co., Inc.	Phoenix	AZ	07/2020	Present

06/2011 → 05/2020

The Vanguard Group, Inc.

Scottsdale, AZ
07/2020 → Present

Schwab Wealth Advisory Inc

Phoenix, AZ
07/2020 → Present

Charles Schwab & Co., Inc.

Phoenix, AZ

Previous Registrations

2015-08-07 → 2020-06-19

Vanguard Advisers, Inc.

Scottsdale, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-07-31
S63	Uniform Securities Agent State Law Examination	2006-02-28

S65 Uniform Investment Adviser Law Examination

2015-07-31
S63 Uniform Securities Agent State Law Examination

2006-02-28

Designations

Other Names

Patricia Jane Brock
Patricia Jane Gravel
Patty Jane Brock
Patty Jane Gravel
Patty Jane Holdman
Patricia Holdman
Patricia Jane Holdman

View on SEC IAPD

Current Employers

Schwab Wealth Advisory, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews