Shawn Anderson

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 11/2021
  Td Ameritrade
  Omaha, NE
• 01/2022 → 02/2022
  Axos Clearing Llc
  Omaha, NE
• 02/2022 → Present
  Rbc Capital Markets, Llc
  Omaha, NE
• 12/2021 → 01/2022
  Unemployed
  Elkhorn, NE

Other Businesses

(1) Name of Entity: Blondo Rental Address: 1718 n 213th street elkhorn nebraska 68022 Investment/Not Investment Related: No Business Description: Other Start Date: Jan 01, 2026 Capacity: Other Duties: My in-laws just gifted the home to us. we are in the process of a renovation and then plan to rent the property. Hours Devoted Per Month: 0 - 4 Hours Hours Devoted During Securities Hours Per Month: 0 - 4 Hours

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-08-03
• S63 Uniform Securities Agent State Law Examination
  2010-04-08

Other Names

• Shawn Alan Anderson