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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-06
TX RA APPROVED 2023-10-06
  • CA RA
    APPROVED
    Since 2023-10-06
  • TX RA
    APPROVED
    Since 2023-10-06

Branch Locations

595 Humboldt St Ste 200, Reno, NV 89509 • United States

42225 10Th Street W Suite 101 [Satellite], Lancaster, CA 93434 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Lancaster CA 11/2006 10/2023
Wells Fargo Clearing Services, Llc Lancaster CA 11/2016 10/2023
Wells Fargo Advisors Financial Network, Llc Lancaster CA 10/2023 Present
Previous Registrations
  • 2013-03-18 → 2023-10-06
    Westlake Village, CA
    Lancaster, CA
    Palmdale, CA
    Lancaster, CA
    Lancaster, CA
    Lancaster, CA
    Palmdale, CA
    Palmdale, CA
    Lancaster, CA
    Lancaster, CA
    Palmdale, CA
Other Businesses

VATTIONI WEALTH MANAGEMENT; INV RELATED; LANCASTER, CA; 100% OWNERSHIP; START DATE 10/13/2023; 160 HOURS PER MONTH; 8 DURING TRADING; S-CORP FOR FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-15
S63 Uniform Securities Agent State Law Examination 2010-04-20
  • S66 Uniform Combined State Law Examination
    2013-03-15
  • S63 Uniform Securities Agent State Law Examination
    2010-04-20

View on SEC IAPD

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