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Carlos Andres Suarez

Wells Fargo Clearing Services, LLC

San Juan Capistrano, CA

Irvine, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-05-29
CA RA APPROVED 2024-05-28
TX RA APPROVED_RES 2024-05-28
  • NV RA
    APPROVED
    Since 2024-05-29
  • CA RA
    APPROVED
    Since 2024-05-28
  • TX RA
    APPROVED_RES
    Since 2024-05-28

Branch Locations

32222 Camino Capistrano, San Juan Capistrano, CA 92675 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Inc Winston Salem NC 08/2015 10/2016
Wells Fargo Advisors, Llc Las Vegas NV 10/2016 11/2016
Wells Fargo Clearing Services, Llc Las Vegas NV 11/2016 08/2017
Citigroup Las Vegas NV 08/2017 05/2024
Wells Fargo Clearing Services, Llc Irvine CA 05/2024 Present
Previous Registrations
  • 2017-09-08 → 2024-06-03
    Citigroup Global Markets Inc.
    San Francisco, CA
    Las Vegas, NV
    Las Vegas, NV
    San Juan Capistrano, CA
    Mission Viejo, CA
    Fountain Valley, CA
    Fresno, CA
    San Francisco, CA
    Lake Forest, CA
    Fountain Valley, CA
    Fresno, CA
    Fort Mill, SC
    Fountain Valley, CA
    Aliso Viejo, CA
    Laguna Hills, CA
    Laguna Niguel, CA
    San Clemente, CA
  • 2017-01-06 → 2017-08-21
    Wells Fargo Clearing Services, Llc
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-08
S63 Uniform Securities Agent State Law Examination 2016-02-25
  • S66 Uniform Combined State Law Examination
    2017-06-08
  • S63 Uniform Securities Agent State Law Examination
    2016-02-25
Other Names
  • Carlos A Suarez
  • Andy Suarez

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SAN JUAN CAPISTRANO, CA
HIGHTOWER ADVISORS, LLC · San Juan Capistrano, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAN JUAN CAPISTRANO, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · San Juan Capistrano, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAN JUAN CAPISTRANO, CA
INDEPENDENT FINANCIAL GROUP, LLC · SAN JUAN CAPISTRANO, CA
EDWARD JONES · SAN JUAN CAPISTRANO, CA
COOPER MCMANUS · SAN JUAN CAPISTRANO, CA

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