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Tracy Gelber Auerbach

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-06
CA RA APPROVED 2023-09-28
NJ RA APPROVED 2023-07-24
PA RA APPROVED 2022-03-29
TX RA APPROVED 2022-03-29
  • NY RA
    APPROVED
    Since 2023-10-06
  • CA RA
    APPROVED
    Since 2023-09-28
  • NJ RA
    APPROVED
    Since 2023-07-24
  • PA RA
    APPROVED
    Since 2022-03-29
  • TX RA
    APPROVED
    Since 2022-03-29

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adondo Capital Wayne PA 04/2009 11/2018
Adondo Corporation Wayne PA 05/2006 06/2019
The Vanguard Group, Inc. Malvern PA 11/2021 Present
University Of Pennsylvania Philadelphia PA 06/2017 05/2019
Randstad Philadelphia PA 08/2021 10/2021
Unemployed Haverford PA 06/2019 08/2021
Vanguard Marketing Corporation Malvern PA 11/2021 Present
Vanguard Advisers, Inc. Malvern PA 03/2022 Present
  • 04/2009 → 11/2018
    Adondo Capital
    Wayne, PA
  • 05/2006 → 06/2019
    Adondo Corporation
    Wayne, PA
  • 11/2021 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 06/2017 → 05/2019
    University Of Pennsylvania
    Philadelphia, PA
  • 08/2021 → 10/2021
    Randstad
    Philadelphia, PA
  • 06/2019 → 08/2021
    Unemployed
    Haverford, PA
  • 11/2021 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 03/2022 → Present
    Malvern, PA
Previous Registrations
  • 2010-04-29 → 2018-11-29
    Adondo Capital
    Wayne, PA
Other Businesses

NAME OF BUSINESS: NTH ROUND INVESTMENT RELATED ADDRESS: PHILADELPHIA, PA NATURE OF BUSINESS: CREATE AND PROVIDE SOFTWARE TOOLS OF CFO'S OF PRIVATE COMPANIES WITH MANAGING EQUITY AND INTERFACING WITH INVESTORS. POSITION: MINORITY SHAREHOLDER (0.57%). NAMED AS INVENTOR ON TWO PATENT APPLICATIONS HELD BY NTH ROUND. START DATE: 06/2018 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: NONE NAME OF BUSINESS: FULL AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: HAVERFORD, PA NATURE OF BUSINESS: FIDUCIARY POSITION: FULL AGENT START DATE: 10/2025 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ACT AS FULL AGENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-28
S65 Uniform Investment Adviser Law Examination 2010-04-28
  • S66 Uniform Combined State Law Examination
    2022-03-28
  • S65 Uniform Investment Adviser Law Examination
    2010-04-28
Other Names
  • Tracy Leigh Gelber
  • Tracy Auerbach

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