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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-01-06 |
| CA | RA | APPROVED | 2025-01-01 |
| MD | RA | APPROVED | 2025-01-01 |
| AZ | RA | APPROVED | 2017-06-22 |
Branch Locations
3567 E. Sunrise Drive Suite #101, Tucson, AZ 85718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial Inc. | Anaheim | CA | 06/2017 | Present |
| St. Bernard Financial Services, Inc. | Russellville | AR | 07/2016 | 05/2017 |
1. Modern Wealth Management Group LLC, non-investment related, 1640 E. River Road, Suite #208, Tucson, AZ 85718, DBA for branding and marketing purposes, since 12/14/2020. 2. Friendly 401k, non-investment related, 1640 E. River Road, Suite #208, Tucson, AZ 85718, DBA for branding and marketing purposes, since 12/14/2020.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-23 |
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