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Robert Michael Higueria

Empirical Wealth Management

Seattle, WA

Seattle, WA

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Current Employers
Empirical Wealth Management

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-06-17
  • WA RA
    APPROVED
    Since 2024-06-17

Branch Locations

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bainbridge Island WA 06/2015 05/2019
Cbs Nuts Kingston WA 06/2019 08/2019
Koenig Financial Group Edmonds WA 08/2019 06/2020
Cbs Nuts Kingston WA 07/2020 08/2020
Steve Mannebach Seattle WA 08/2020 09/2020
Steven Mannebach Seattle WA 09/2020 06/2022
Northwestern Mutual Investment Services Llc Seattle WA 09/2020 06/2022
Empirical Wealth Management Seattle WA 06/2022 Present
  • 06/2015 → 05/2019
    Wells Fargo
    Bainbridge Island, WA
  • 06/2019 → 08/2019
    Cbs Nuts
    Kingston, WA
  • 08/2019 → 06/2020
    Koenig Financial Group
    Edmonds, WA
  • 07/2020 → 08/2020
    Cbs Nuts
    Kingston, WA
  • 08/2020 → 09/2020
    Steve Mannebach
    Seattle, WA
  • 09/2020 → 06/2022
    Steven Mannebach
    Seattle, WA
  • 09/2020 → 06/2022
    Northwestern Mutual Investment Services Llc
    Seattle, WA
  • 06/2022 → Present
    Empirical Wealth Management
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-06
S63 Uniform Securities Agent State Law Examination 2010-12-13
  • S66 Uniform Combined State Law Examination
    2015-10-06
  • S63 Uniform Securities Agent State Law Examination
    2010-12-13
Other Names
  • Bob Michael Higueria
  • Bob Michael Higueria
  • Bob Higueria

View on SEC IAPD

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MATTHEW ALLAN TIGERT
JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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