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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-20
  • FL RA
    APPROVED
    Since 2021-07-20

Branch Locations

2811 Ponce De Leon Boulevard Suite 900, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Miami FL 01/2010 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 07/2021
Oppenheimer & Co, Inc. Miami FL 07/2021 Present
Previous Registrations
Other Businesses

INVESTMENT PROPERTY-RENTAL PROPERTY; 2451 BRICKELL AVE, #14-T, MIAMI, FL; SOLE OWNER-PROPRIETOR 1 TO 2 HOURS/MONTH-OUTSIDE OF BUSINESS HOURS (IF THAT) *CHECK IN WITH TENANT/BUILDING INVESTMENT PROPERTY-RENTAL PROPERTY; 2501 BRICKELL AVE, #405, MIAMI, FL; SOLE OWNER-PROPRIETOR 1 TO 2 HOURS/MONTH-OUTSIDE OF BUSINESS HOURS (IF THAT) *CHECK IN WITH TENANT/BUILDING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-17
  • S66 Uniform Combined State Law Examination
    2010-06-17

View on SEC IAPD

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