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Andrew Robert Phillips

J.P. Morgan Securities LLC

Wilkes Barre, PA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-02-14
  • PA RA
    APPROVED
    Since 2023-02-14

Branch Locations

25 Public Sq, Wilkes Barre, PA 18701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2010 02/2019
Wells Fargo Bank, Na Edwardsville PA 06/2019 12/2022
J.P. Morgan Securities Llc Wilkes Barre PA 12/2022 Present
Jpmorgan Chase Bank (Ky) Wilkes Barre PA 12/2022 Present
Unemployed Nanticoke PA 03/2019 05/2019
  • 01/2010 → 02/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2019 → 12/2022
    Wells Fargo Bank, Na
    Edwardsville, PA
  • 12/2022 → Present
    J.P. Morgan Securities Llc
    Wilkes Barre, PA
  • 12/2022 → Present
    Jpmorgan Chase Bank (Ky)
    Wilkes Barre, PA
  • 03/2019 → 05/2019
    Unemployed
    Nanticoke, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-18
S63 Uniform Securities Agent State Law Examination 2011-04-04
  • S66 Uniform Combined State Law Examination
    2020-12-18
  • S63 Uniform Securities Agent State Law Examination
    2011-04-04
Other Names
  • Andrew Robert Phillips
  • Andrew Phillips

View on SEC IAPD

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TRICIA A. ZELINKA
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ERIN Mae ORAVIC
Ryan J Hinkle
MARY MCEVOY-DOCKERAY
RICHARD JOSEPH HAZZOURI
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Other Offices

MORGAN STANLEY · WILKES BARRE, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WILKES BARRE, PA
WELLS FARGO CLEARING SERVICES, LLC · WILKES BARRE, PA
JACOBI CAPITAL MANAGEMENT, LLC · WILKES BARRE, PA
JANNEY MONTGOMERY SCOTT LLC · Wilkes-Barre, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILKES-BARRE, PA
BANKERS LIFE ADVISORY SERVICES, INC. · Wilkes Barre, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · WILKES BARRE, PA

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