Andrew Robert Phillips

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 02/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 06/2019 → 12/2022
  Wells Fargo Bank, Na
  Edwardsville, PA
• 12/2022 → Present
  J.P. Morgan Securities Llc
  Wilkes Barre, PA
• 12/2022 → Present
  Jpmorgan Chase Bank (Ky)
  Wilkes Barre, PA
• 03/2019 → 05/2019
  Unemployed
  Nanticoke, PA

Previous Registrations

• 2020-12-21 → 2023-01-04
  Wells Fargo Clearing Services, Llc
  Edwardsville, PA
  Allentown, PA

Exams

• S66 Uniform Combined State Law Examination
  2020-12-18
• S63 Uniform Securities Agent State Law Examination
  2011-04-04

Other Names

• Andrew Robert Phillips
• Andrew Phillips