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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2017-02-22
  • MD RA
    APPROVED
    Since 2017-02-22

Branch Locations

12019 Bayer Drive, Smithsburg, MD 21783 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Graber Financial Services, Inc. Smithsburg MD 08/2004 Present
Kestra Investment Services, Llc Smithsburg MD 02/2017 Present
Kestra Advisory Services, Llc Smithsburg MD 02/2017 Present
  • 08/2004 → Present
    Graber Financial Services, Inc.
    Smithsburg, MD
  • 02/2017 → Present
    Kestra Investment Services, Llc
    Smithsburg, MD
  • 02/2017 → Present
    Smithsburg, MD
Previous Registrations
  • 2015-03-03 → 2015-03-03
    Kestra Investment Services, Llc
    Smithsburg, MD
Other Businesses

Business Name: Graber Financial Services, Inc. Investment Related: Yes Address: 12019 Bayer Drive Smithsburg MD 21783 Nature of Business: Registered Field Assistant Position, Title or Relationship: Vice President Start Date: 8/9/2004 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Back office support to the registered rep Business Name: Graber Investment LLC Investment Related: Yes Address: 12019 Bayer Drive Smithsburg MD 21783 Nature of Business: Other Other/None of the Above This is an investment partnership that invests in publically traded stocks. Position, Title or Relationship: Member Start Date: 1/13/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Reviewing investments decision with partner. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: registered field assistant Start Date: 1/1/2010 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Assist registered rep n conducting insurance, investments and financial planning services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-25
  • S66 Uniform Combined State Law Examination
    2015-02-25

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