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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2017-02-22 |
Branch Locations
12019 Bayer Drive, Smithsburg, MD 21783 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Graber Financial Services, Inc. | Smithsburg | MD | 08/2004 | Present |
| Kestra Investment Services, Llc | Smithsburg | MD | 02/2017 | Present |
| Kestra Advisory Services, Llc | Smithsburg | MD | 02/2017 | Present |
Business Name: Graber Financial Services, Inc. Investment Related: Yes Address: 12019 Bayer Drive Smithsburg MD 21783 Nature of Business: Registered Field Assistant Position, Title or Relationship: Vice President Start Date: 8/9/2004 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Back office support to the registered rep Business Name: Graber Investment LLC Investment Related: Yes Address: 12019 Bayer Drive Smithsburg MD 21783 Nature of Business: Other Other/None of the Above This is an investment partnership that invests in publically traded stocks. Position, Title or Relationship: Member Start Date: 1/13/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Reviewing investments decision with partner. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: registered field assistant Start Date: 1/1/2010 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Assist registered rep n conducting insurance, investments and financial planning services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-25 |
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