Kenneth William Graber

Current Employers

Employment History

• 10/1996 → Present
  Graber Financial Services, Inc.
  Smithsburg, MD
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Smithsburg, MD
• 12/2009 → Present
  Kestra Investment Services, Llc
  Smithsburg, MD

Previous Registrations

• 2000-07-12 → 2009-12-31
  Medallion Advisory Services, Llc
  Smithsburg, MD

Other Businesses

Name: The Mathias Washington County Charitable Trust Investment Related: No Address: 12019 Bayer Dr Smithsburg MD 21783 Nature of Business: Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: Other,Trustee Start Date: 11/15/2004 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: I manage the investment funds, authorize disbursements to charities, and prepare the trust tax returns. Name: Graber Financial Services Inc. Investment Related: Yes Address: 12019 Bayer Drive Smithsburg MD 21783 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC; Tax/Accounting/CPA Position, Title or Relationship: President Start Date: 11/15/2004 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: I solicit new business, advise clients on investment strategies, engage in personal financial planning and actively manage client investment portfolios Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: Tabitha's Table Inc. Investment Related: No Address: 17 South Main St Smithsburg MD 21783 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Non Profit Corporation Start Date: 8/14/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Board menber Name: Graber Investments, LLC Investment Related: Yes Address: 12019 Bayer Drive Smithsburg MD 21783 Nature of Business: Other Other/None of the Above We invest for our own account Position, Title or Relationship: Partner Start Date: 5/10/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I make the investment decisions MT Name: HOPE PRISON MINISTRY POSITION: Board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/06/2021 ADDRESS: 25 Summit Ave, Hagerstown MD 21740, United States DESCRIPTION: The board meets twice per year to discuss current operations and the status of the various programs offered. Minor , day to day decisions are left to the executive director, while major decisions are made at the board level. Name: HAGERSTOWN HELPING HANDS INC. POSITION: Resident agent, bookkeeper NATURE: Non Profit INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2023 ADDRESS: C/O Valen Meadows, 12827 Hammaker Lane, Smithsburg MD 21783 DESCRIPTION: I will serve as the resident agent for the state of Maryland, and will keep the books. I will also prepare any annual tax filings required.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-10-04

Designations

Other Names

• Kenneth William Graber