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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-11-22 |
| RI | RA | APPROVED | 2016-11-15 |
| TX | RA | APPROVED_RES | 2014-10-21 |
Branch Locations
3400 Pawtucket Ave, Riverside, RI 02915 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 01/2011 | Present |
I*1494255For profit or not for profit: Entity For ProfitName of outside business organization: EtsyInvestment related: NAddress of business: North Smithfield, Rhode Island, 02896, United StatesNature of business: ["Corporation"]Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 9/20/2023Number of hours devoted: 2 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Designing T-shirt, luggage, notebooks, ornaments I*3442267, Entity Type: Entity Charitable, Name of OBA: North Smithfield Athletic Association, Address: North Smithfield, Rhode Island, 02896, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 01/26/2026, No Hours: 20 Monthly, No Hours during Trading: 0 Monthly, Duties: Help fundraise, attend meetings, organize events, gain sponsors, vote on spending requests, Non-Profit Organization to raise funds for the town of North Smithfield. We help raise funds and approve spending requests from all the high school and middle school sports teams. My job on the board is to lead and organize the town 5K every year.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-27 |
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