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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-11-22
RI RA APPROVED 2016-11-15
TX RA APPROVED_RES 2014-10-21
  • FL RA
    APPROVED
    Since 2016-11-22
  • RI RA
    APPROVED
    Since 2016-11-15
  • TX RA
    APPROVED_RES
    Since 2014-10-21

Branch Locations

3400 Pawtucket Ave, Riverside, RI 02915 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 01/2011 Present
Other Businesses

I*1494255For profit or not for profit: Entity For ProfitName of outside business organization: EtsyInvestment related: NAddress of business: North Smithfield, Rhode Island, 02896, United StatesNature of business: ["Corporation"]Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 9/20/2023Number of hours devoted: 2 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Designing T-shirt, luggage, notebooks, ornaments I*3442267, Entity Type: Entity Charitable, Name of OBA: North Smithfield Athletic Association, Address: North Smithfield, Rhode Island, 02896, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 01/26/2026, No Hours: 20 Monthly, No Hours during Trading: 0 Monthly, Duties: Help fundraise, attend meetings, organize events, gain sponsors, vote on spending requests, Non-Profit Organization to raise funds for the town of North Smithfield. We help raise funds and approve spending requests from all the high school and middle school sports teams. My job on the board is to lead and organize the town 5K every year.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-14
S63 Uniform Securities Agent State Law Examination 2013-11-27
  • S66 Uniform Combined State Law Examination
    2016-11-14
  • S63 Uniform Securities Agent State Law Examination
    2013-11-27
Other Names
  • Kerri Michelle Marceau
  • Kerri Michelle Marceau
  • Kerri Marceau

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