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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-29 |
| MO | RA | APPROVED | 2023-11-06 |
Branch Locations
10805 Sunset Office Dr Ste L106, Saint Louis, MO 63127 • United States
13358 Manchester Rd Ste 200, Des Peres, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Chesterfield | MO | 01/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Chesterfield | MO | 11/2016 | 07/2020 |
| Wells Fargo Advisors Financial Network, Llc | Chesterfield | MO | 07/2020 | 11/2023 |
| Lpl Financial Llc | Chesterfield | MO | 11/2023 | Present |
1) 02/27/2024 - Retire On Time LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 11/06/2023 - 250 Hours Per Month/ 8 Hours During Trading 2) 11/18/2024 - Hummert Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/13/2024 - 300 Hrs/Mth - 300 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-26 |
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