Joshua Adam Paigen

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 09/2016
  Td Ameritrade
  Fort Worth, TX
• 10/2016 → 10/2023
  Jpmorgan Securities Llc
  Southlake, TX
• 10/2023 → Present
  Wells Fargo Clearing Services, Llc
  Fort Worth, TX

Previous Registrations

• 2016-10-05 → 2023-10-04
  J.P. Morgan Securities Llc
  Southlake, TX
• 2011-06-08 → 2016-10-17
  Td Ameritrade, Inc.
  Westlake, TX
  Southlake, TX
  Fort Worth, TX
• 2011-06-08 → 2016-10-17
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX
  Southlake, TX

Exams

• S66 Uniform Combined State Law Examination
  2011-06-07
• S63 Uniform Securities Agent State Law Examination
  2010-03-29

Designations

• Certified Financial Planner

Other Names

• Josh Joshua