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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-11
FL RA APPROVED 2021-06-11
  • TX RA
    APPROVED
    Since 2021-08-11
  • FL RA
    APPROVED
    Since 2021-06-11

Branch Locations

355 Alhambra Cir Office Of Cao - Awl Local Markets Organization, Coral Gables, FL 33134 • United States

Coral Gables, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Coral Gables FL 09/2012 05/2019
Bofa Securities, Inc. Coral Gables FL 05/2019 07/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Coral Gables FL 07/2019 Present
Other Businesses

I*84201FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: FRIENDS OF THE IDFINVESTMENT RELATED: NADDRESS OF BUSINESS:NORTH MIAMI BEACH, FLORIDA 33162NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 8/1/2013NUMBER OF HOURS DEVOTED: 1 HOUR MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FRIENDS OF THE IDF'S PRIMARY PURPOSE IS TO FUNDRAISE FUNDS TO BENEFIT IDF SOLDIERS IN ISRAEL. MY ROLE AS "TREASURER" IS TRULY IN TITLE ONLY AS A SENIOR BOARD MEMBER, BUT I DO NOT HAVE ANY RESPONSIBILITY OVER FUNDS, ACCOUNTING, BANKING, ETC. I*99957FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: SKYLAR MAI HEBREW MONTESSORI PTAINVESTMENT RELATED: NO ADDRESS OF BUSINESS:MIAMI, FLORIDA 33133 NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 11/10/2016NUMBER OF HOURS DEVOTED: 5 HOURS MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MEMBER OF PRESCHOOL PTA - PARTICIPATE IN DECISION MAKING, FUNDRAISING, AND TEACHER APPRECIATION. I*: 2965278 Entity Type: Charitable Name of OBA: Scouting AmericaAddress: Irving, TX 75015 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 10/09/2025Number of Hours: 2 hrs wkly Number of Hours during trading: 0 Duties: Recruitment Chair I*4886276, Entity Type Entity Charitable, Name of OBA: Friends of the Underline Address: Miami Florida 33129 Investment Related: No Position, Title, Association: Committee,Board Member,Other Employee Start Date: 07/15/2026 No Hours: 5 Monthly No Hours during trading: 1 Monthly Duties: Vice Chair, o deliver and activate a 120-acre, first-class linear park spanning 10-miles below Miami¿s Metrorail that will transform regional mobility and celebrate diversity, culture and lifelong learning. Through innovative urban trails and creative programming, we are connecting people to their environment and each other to create a safe, healthy, equitable, and sustainable community.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-24
S63 Uniform Securities Agent State Law Examination 2010-07-19
  • S65 Uniform Investment Adviser Law Examination
    2021-05-24
  • S63 Uniform Securities Agent State Law Examination
    2010-07-19
Other Names
  • Christine Marie Cage
  • Christine M Yormack
  • Christine Marie Cage
  • Christine Marie Yormack

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