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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-01-18
WA RA APPROVED 2019-04-30
OR RA APPROVED 2019-03-11
  • ID RA
    APPROVED
    Since 2024-01-18
  • WA RA
    APPROVED
    Since 2019-04-30
  • OR RA
    APPROVED
    Since 2019-03-11

Branch Locations

14146 Se Stark St, Portland, OR 97233 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Mark Nguyen Insurance Agency Portland OR 09/2010 Present
State Farm Vp Management Corp. Portland OR 09/2010 Present
State Farm Investment Management Corp. Portland OR 02/2019 Present
  • 09/2010 → Present
    Mark Nguyen Insurance Agency
    Portland, OR
  • 09/2010 → Present
    State Farm Vp Management Corp.
    Portland, OR
  • 02/2019 → Present
    Portland, OR
Other Businesses

1) Thomas Group Properties LLC; Investment-Related; 20775 SW Kruger Rd, Sherwood, OR 97140; Investment or Commercial Property; Owner; 11/03/2020; 2; 0; Responsible for collecting rent and maintaining building. 2) Trung Nguyen's Insurance Agency; Insurance Agency; Investment-related; 14146 SE Stark St Portland, OR 97233-2157; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 09/01/2010; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-04
S63 Uniform Securities Agent State Law Examination 2010-02-20
  • S65 Uniform Investment Adviser Law Examination
    2019-02-04
  • S63 Uniform Securities Agent State Law Examination
    2010-02-20
Designations
Other Names
  • Mark Van Nguyen

View on SEC IAPD

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