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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-09-04
FL RA APPROVED 2014-08-26
  • TX RA
    APPROVED
    Since 2014-09-04
  • FL RA
    APPROVED
    Since 2014-08-26

Branch Locations

355 Alhambra Cir Pbig-Florida Pwm Cg, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 08/2007 Present
Other Businesses

I*, Entity Type, Name of OBA: Universal Essence LLC Address: Homestead, Florida, 33033 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 09/01/2024 No Hours: 5 weekly No Hours during trading: 0 Duties: My husband J S is creating the LLC to "house" different business ventures such as: selling sea moss, juices made with a juicer, barbering machines/scissors, etc. He would like me to be co-owner on the LLC in case anything were to happen to him I could have authority over the business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-22
  • S66 Uniform Combined State Law Examination
    2014-08-22
Other Names
  • Janelle Pimentel

View on SEC IAPD

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