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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-03 |
| TX | RA | APPROVED | 2024-05-02 |
Branch Locations
789 Sw Federal Hwy Ste 102, Stuart, FL 34994 • United States
North Palm Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hobe Sound | FL | 01/2013 | 05/2024 |
| Bank Of America N.A. | Hobe Sound | FL | 10/2014 | 05/2024 |
| Rbc Capital Markets, Llc | Stuart | FL | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-03 |
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