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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-29 |
| AZ | RA | APPROVED | 2019-12-18 |
Branch Locations
5353 N 16Th Street Suite 305, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Phoenix | AZ | 08/2015 | 12/2019 |
| Mml Investors Services Llc | Phoenix | AZ | 08/2015 | 12/2019 |
| Raymond James Financial Services, Inc. | Scottsdale | AZ | 12/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Scottsdale | AZ | 12/2019 | Present |
(1)Name of Business: CMH Auto Holdings, LLC Address: 1001 S Main Street, Ste 49, Kalispell, MT, 59901, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: this is an entity that will own our vehicles separate from other assets for tax planning purposes (2)Name of Business: CMH Capital, LLC Address: 6332 N 16th Ave, Phoenix, AZ, 85015, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/26/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: sole prop, distribute income from RJ related commissions/fees through this LLC to allow me to create and contribute to retirement accounts above and beyond IRAs (3)Name of Business: Heritage Insurance Solutions, LLC Address: 2990 E Northern Ave C-105, Phoenix, AZ, 85028, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 12/17/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Non-variable insurance production of life, LTC, DI and fixed annuity products. (4)Name of Business: Heritage Tax and Estate Address: 5353 N 16th St, 305, Phoenix, AZ, 85016, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/17/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business is not currently active. The LLC registered with the state of AZ is a placeholder for future possible expansion under the Heritage name. (5)Name of Business: Heritage Wealth Solutions, LLC Address: 5353 N 16th Street, 305, Phoenix, AZ, 85016, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/17/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: 1 of 2 partners, sharing in advisory services, portfolio management and client related services under split codes 2MBK and 2A4G
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-23 |
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