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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-29
AZ RA APPROVED 2019-12-18
  • TX RA
    APPROVED
    Since 2020-01-29
  • AZ RA
    APPROVED
    Since 2019-12-18

Branch Locations

5353 N 16Th Street Suite 305, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Phoenix AZ 08/2015 12/2019
Mml Investors Services Llc Phoenix AZ 08/2015 12/2019
Raymond James Financial Services, Inc. Scottsdale AZ 12/2019 Present
Raymond James Financial Services Advisors, Inc. Scottsdale AZ 12/2019 Present
Previous Registrations
  • 2015-09-24 → 2019-12-19
    Phoenix, AZ
  • 2015-04-24 → 2015-08-03
    Foresters Advisory Services, Llc
    Phoenix, AZ
Other Businesses

(1)Name of Business: CMH Auto Holdings, LLC Address: 1001 S Main Street, Ste 49, Kalispell, MT, 59901, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: this is an entity that will own our vehicles separate from other assets for tax planning purposes (2)Name of Business: CMH Capital, LLC Address: 6332 N 16th Ave, Phoenix, AZ, 85015, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/26/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: sole prop, distribute income from RJ related commissions/fees through this LLC to allow me to create and contribute to retirement accounts above and beyond IRAs (3)Name of Business: Heritage Insurance Solutions, LLC Address: 2990 E Northern Ave C-105, Phoenix, AZ, 85028, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 12/17/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Non-variable insurance production of life, LTC, DI and fixed annuity products. (4)Name of Business: Heritage Tax and Estate Address: 5353 N 16th St, 305, Phoenix, AZ, 85016, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/17/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business is not currently active. The LLC registered with the state of AZ is a placeholder for future possible expansion under the Heritage name. (5)Name of Business: Heritage Wealth Solutions, LLC Address: 5353 N 16th Street, 305, Phoenix, AZ, 85016, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/17/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: 1 of 2 partners, sharing in advisory services, portfolio management and client related services under split codes 2MBK and 2A4G

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-30
S63 Uniform Securities Agent State Law Examination 2010-02-23
  • S65 Uniform Investment Adviser Law Examination
    2015-03-30
  • S63 Uniform Securities Agent State Law Examination
    2010-02-23
Other Names
  • Chris Mark Hilyer

View on SEC IAPD

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