Paul Michael Schappert

Current Employers

Victory Financial

6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-05-04

TX RA
APPROVED

Since 2023-05-04

Branch Locations

6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advsors, Llc	New York	NY	01/2010	06/2020
A Thousand Words	Austin	TX	11/2006	09/2016
Equitable Advisors, Llc	New York	NY	07/2010	05/2023
Victory Financial Group Llc	Austin	TX	05/2023	Present

01/2010 → 06/2020

Axa Advsors, Llc

New York, NY
11/2006 → 09/2016

A Thousand Words

Austin, TX
07/2010 → 05/2023

Equitable Advisors, Llc

New York, NY
05/2023 → Present

Victory Financial Group Llc

Austin, TX

Previous Registrations

2013-05-20 → 2023-05-05

Equitable Advisors, Llc

Austin, TX

Austin, TX

Austin, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-05-10
S63	Uniform Securities Agent State Law Examination	2010-04-29

S66 Uniform Combined State Law Examination

2013-05-10
S63 Uniform Securities Agent State Law Examination

2010-04-29

View on SEC IAPD

Current Employers

Victory Financial

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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