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Michael Colby Cormier

Ameriprise Financial Services, LLC

Farmington, CT

Boca Raton, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-09
CT RA APPROVED 2019-04-24
  • FL RA
    APPROVED
    Since 2022-02-09
  • CT RA
    APPROVED
    Since 2019-04-24

Branch Locations

850 Farmington Ave, Farmington, CT 06032 • United States

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 06/2011 04/2017
Morgan Stanley Boston MA 05/2017 12/2017
Ameriprise Financial Services, Inc. Farmington CT 04/2019 03/2020
Chef Dazzer Boston MA 02/2018 04/2019
Robin Powered Boston MA 08/2018 01/2019
Ameriprise Financial Services, Llc Farmington CT 03/2020 Present
  • 06/2011 → 04/2017
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 05/2017 → 12/2017
    Morgan Stanley
    Boston, MA
  • 04/2019 → 03/2020
    Ameriprise Financial Services, Inc.
    Farmington, CT
  • 02/2018 → 04/2019
    Chef Dazzer
    Boston, MA
  • 08/2018 → 01/2019
    Robin Powered
    Boston, MA
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Farmington, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-10
  • S66 Uniform Combined State Law Examination
    2011-10-10
Other Names
  • Michael C Cormier
  • Michael Colby Cormier
  • Michael Cormier

View on SEC IAPD

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